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[SEA-NodeJS] SEA async execute, TLS & connection/statement options#413

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[SEA-NodeJS] SEA async execute, TLS & connection/statement options#413
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Stacked on #412 (params + metadata + getInfo). Review/merge #412 first; this PR retargets to main once #412 lands.

Consolidates the remaining SEA features into one PR (two commits), each a thin layer over the merged kernel.

Commit 1 — connection & statement options

Connection options (SeaAuth.buildSeaConnectionOptions):

  • maxConnections → kernel pool size (validated positive-integer, u32 range).
  • TLS: checkServerCertificate (secure-by-default — omit to keep the kernel's verify-on default; false opts into insecure) and customCaCert (PEM string or Buffer; strings PEM-sanity-checked and normalised to a Buffer), via the new buildSeaTlsOptions.
  • intervalsAsString: true always set (byte-compatible interval rendering vs Thrift); complexTypesAsJson left at the kernel's native-Arrow default.

Statement options (SeaSessionBackend, via buildExecuteOptions):

  • queryTimeoutqueryTimeoutSecs; rowLimitrowLimit (SEA-only cap).
  • queryTags serialised (reusing Thrift's serializeQueryTags) into the reserved query_tags conf key, merged with explicit statementConf. queryTags/queryTimeout no longer rejected.
  • Still rejected (genuinely unsupported): useCloudFetch, useLZ4Compression, stagingAllowedLocalPath.

Commit 2 — async execute

Switches the query path from blocking executeStatement to the kernel's async submitStatement (matching Thrift's always-async model). SeaOperationBackend becomes dual-mode:

  • Query path (asyncStatement): waitUntilReady() polls status() to terminal (100ms cadence), firing the progress callback each tick. Polling rather than blocking on awaitResult() keeps cancel() responsive. On Succeeded it materialises the result handle; on Failed it surfaces the kernel's typed SQL-error envelope via awaitResult(); on Cancelled/Closed it throws clearly. status() reports the real state.
  • Metadata path (statement): already-terminal kernel statement; waitUntilReady() stays a one-shot tick.

The fetch pipeline is shared — AsyncResultHandle and the metadata Statement expose the same fetchNextBatch()/schema() surface, consumed via a single memoised fetch handle.

Testing

  • Full unit suite green (1140 passing); lib/ lints clean. New unit coverage: TLS/maxConnections validation (connectionOptions.test.ts), statement-option forwarding, and the async lifecycle (poll-to-terminal, real status, Failed→error, server-side Cancelled, cancel-responsiveness).
  • Validated against a live warehouse: secure-by-default connect, maxConnections, checkServerCertificate, rowLimit (caps rows), queryTimeout, queryTags, statementConf, non-PEM customCaCert rejection; async fetchAll correctness, 5000-row drain, long-running aggregate over 20M, kernel SQL-error surfacing, and cancellation mid-execution. PR1's params/metadata/getInfo all still pass through the new async path.

This pull request and its description were written by Isaac.

@msrathore-db msrathore-db force-pushed the msrathore/sea-async-tls-options branch from 09fb870 to 32929aa Compare June 3, 2026 06:44
msrathore-db added a commit that referenced this pull request Jun 3, 2026
Code-review #413 (81/100). Validated each against the code + a live warehouse:

- F1 (HIGH): the async poll loop threw plain HiveDriverError for server-driven
  Cancelled/Closed/Unknown. The DBSQLOperation facade only mirrors its
  cancelled/closed flags when `err instanceof OperationStateError` (and
  OperationStateError extends HiveDriverError, not the reverse), so a
  server-side cancel/close/admin-kill left the facade desynced. Now throws
  OperationStateError(Canceled/Closed/Unknown) — matching the Thrift backend.
  The Failed branch still surfaces the kernel SQL-error envelope via awaitResult.

- F2 (MED): the server-Cancelled test asserted only instanceOf(HiveDriverError),
  which passes for both the correct and incorrect type — it couldn't catch F1.
  Now asserts instanceOf(OperationStateError) + errorCode, plus a new Closed test.

- F3 (MED): queryTimeout was forwarded to submitStatement but the kernel ignores
  queryTimeoutSecs on submit (always wait_timeout=0s), so the documented public
  option was a silent no-op, and the poll loop had no client-side deadline (a
  stalled Running statement polled forever). Now enforced client-side: the poll
  loop tracks a deadline, best-effort cancels the statement on expiry, and
  throws OperationStateError(Timeout) — matching Thrift's server TIMEDOUT
  outcome. Stopped forwarding the ignored queryTimeoutSecs to the napi options.
  Validated live: a 2s timeout interrupts a slow cross-join with TIMEOUT.

- F4 (LOW): customCaCert PEM string check now requires the END marker too (a
  truncated/headerless cert no longer passes), consistent with the Buffer path.

- F5 (LOW): SeaAuth reads the SEA-only fields (checkServerCertificate /
  customCaCert / maxConnections) through `InternalConnectionOptions` instead of
  ad-hoc inline casts, so a typo'd key fails to compile.

- F6 (LOW): corrected the poll-loop comment — the prior text justified polling
  by an incorrect "blocking awaitResult holds the mutex and queues cancel"
  claim; cancel() is documented lock-free. The real rationale (real-time
  status to the progress callback + cancel observed between ticks) is now stated.

Co-authored-by: Isaac
Signed-off-by: Madhavendra Rathore <madhavendra.rathore@databricks.com>
@gopalldb
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gopalldb commented Jun 3, 2026

🟠 P1 (Important — should fix)

  1. queryTimeout is accepted, computed, then silently dropped on the submit path — SeaSessionBackend.ts (buildExecuteOptions, ~710-712). executeStatement now routes through connection.submitStatement(...),
    and per the napi contract queryTimeoutSecs is ignored on submit (submit always sends wait_timeout=0s). The code still sets and forwards it, so a caller setting queryTimeout: 30 gets no server-side timeout —
    the statement can run unbounded. Worse, the prior code rejected queryTimeout with an explicit "deferred" error; this PR makes it a silent no-op. The unit test asserts only JS-side field wiring (the fake
    doesn't model the submit carve-out), giving false confidence. → drop the kernel-ignored field and document SEA query-timeout as caller-driven (Promise.race over waitUntilReady), or implement a client-side
    timeout. Don't silently forward a field the kernel discards.
  2. Number(options.queryTimeout) mishandles Int64 inputs — same file, ~711. queryTimeout is typed number | bigint | Int64; the Thrift backend uses numberToInt64(...), but here Number(node-int64 instance)
    yields NaN (node-int64 has toNumber(), no numeric valueOf). Latent today (the field is dropped per P1#1) but a real coercion bug if ever used. → use numberToInt64(...).toNumber().

🟡 P2 (Minor)

  • checkServerCertificate inverts Thrift's rejectUnauthorized polarity — InternalConnectionOptions.ts:40-54. Safer direction (SEA defaults secure), but a user migrating Thrift config by analogy could expect
    the opposite. Also these options live only on InternalConnectionOptions and are read via as casts — end users have no typed/published way to discover them. → when SEA goes public, document the polarity
    inversion and surface the options on the public ConnectionOptions.
  • maxConnections validation — correct. Rejects NaN/Infinity/floats/<1/>0xffffffff via typed HiveDriverError; 0 intentionally rejected; napi default (100) when omitted. Tests cover 0/-1/1.5/overflow. No
    issue.
  • Async poll loop unbounded — SeaOperationBackend.ts (waitUntilReadyAsync, ~471-510). for(;;) exits only on terminal state or JS-side cancel/close; no max-poll/deadline cap. Matches Thrift's unbounded loop
    and cancel stays responsive (lock-free, next-iteration failIfNotActive short-circuits). → consider honoring an overall deadline so a wedged server doesn't hang a caller that didn't wrap in Promise.race. Not
    blocking.
  • Memoized rejected fetch promise — intended (a failed result is permanently failed); typed error surfaced via the Failed arm; no use-after-free.

@msrathore-db msrathore-db requested a review from gopalldb June 3, 2026 09:09
Wire the SEA connection-level and per-statement option surfaces onto the
merged-kernel napi binding (thin forwarding — the kernel owns the behaviour):

Connection options (SeaAuth.buildSeaConnectionOptions):
- `maxConnections` → kernel pool size, validated as a positive integer within
  the napi u32 range.
- TLS: `checkServerCertificate` (secure-by-default — omit to keep the kernel's
  verify-on default; `false` opts into insecure) and `customCaCert` (PEM string
  or Buffer; strings are PEM-sanity-checked and normalised to a Buffer before
  the FFI boundary), via the new `buildSeaTlsOptions`.
- `intervalsAsString: true` is always set so SEA interval/duration columns
  render as strings — a byte-compatible drop-in for the Thrift backend.
  `complexTypesAsJson` is intentionally left at the kernel default (native
  Arrow), which already decodes identically to Thrift via the shared converter.

Statement options (SeaSessionBackend.executeStatement, via buildExecuteOptions):
- `queryTimeout` → `queryTimeoutSecs`; `rowLimit` → `rowLimit` (SEA-only cap).
- `queryTags` serialised JS-side (reusing Thrift's `serializeQueryTags`) into
  the reserved `query_tags` conf key, merged with any explicit `statementConf` —
  the napi `queryTags` field can't carry null-valued tags, and the kernel
  rejects setting both. `queryTags` / `queryTimeout` are no longer rejected.
- Still rejected (genuinely unsupported on SEA): `useCloudFetch`,
  `useLZ4Compression`, `stagingAllowedLocalPath`.

`rowLimit` / `statementConf` added to the public `ExecuteStatementOptions`;
SEA-only knobs (`maxConnections` / `checkServerCertificate` / `customCaCert`)
added to the internal `InternalConnectionOptions`.

Validated against a live warehouse: secure-by-default connect, maxConnections,
checkServerCertificate, rowLimit (caps rows), queryTimeout, queryTags,
statementConf, and non-PEM customCaCert rejection.

Co-authored-by: Isaac
Signed-off-by: Madhavendra Rathore <madhavendra.rathore@databricks.com>
Switch the SEA query path from the blocking `executeStatement` to the kernel's
async `submitStatement`, matching the Thrift backend's always-async
(`runAsync: true`) model. `submitStatement` returns immediately with a pending
`AsyncStatement` (kernel `wait_timeout=0s`) while the query runs server-side.

SeaOperationBackend becomes dual-mode (exactly one of):
- `asyncStatement` (query path): `waitUntilReady()` polls `status()` to a
  terminal state on a 100ms cadence (matching Thrift), firing the progress
  callback each tick. Polling `status()` rather than blocking on `awaitResult()`
  keeps `cancel()` responsive — a blocking awaitResult would hold the kernel
  statement mutex for the whole query and queue cancel behind it. On Succeeded
  it materialises the result handle (first fetch is free); on Failed it drives
  `awaitResult()` to surface the kernel's typed SQL-error envelope; on a
  server-side Cancelled/Closed/Unknown it throws a clear error. `status()`
  reports the real Pending/Running/Succeeded state.
- `statement` (metadata path): the kernel `list*`/`get*` statement is already
  terminal, so `waitUntilReady()` stays the one-shot completion tick.

The fetch pipeline is shared: `awaitResult()`'s `AsyncResultHandle` and the
metadata `Statement` expose the same `fetchNextBatch()` / `schema()` surface, so
`SeaResultsProvider` → `ArrowResultConverter` → `ResultSlicer` consume either
interchangeably via a single memoised fetch handle. cancel()/close() route
through a `lifecycleHandle` abstraction over whichever handle backs the op.

Re-exports the kernel `AsyncStatement` / `AsyncResultHandle` types from
`SeaNativeLoader`.

Validated against a live warehouse: async fetchAll correctness, multi-row drain
(5000 rows), long-running aggregate (count over 20M), kernel SQL-error
surfacing, and cancellation mid-execution. PR1's params/metadata/getInfo all
still pass through the new async path.

Co-authored-by: Isaac
Signed-off-by: Madhavendra Rathore <madhavendra.rathore@databricks.com>
… code-style)

The CI "Check code style" step runs `prettier . --check` (whole repo);
these files were committed without prettier formatting. Formatting-only.

Co-authored-by: Isaac
Signed-off-by: Madhavendra Rathore <madhavendra.rathore@databricks.com>
Code-review #413 (81/100). Validated each against the code + a live warehouse:

- F1 (HIGH): the async poll loop threw plain HiveDriverError for server-driven
  Cancelled/Closed/Unknown. The DBSQLOperation facade only mirrors its
  cancelled/closed flags when `err instanceof OperationStateError` (and
  OperationStateError extends HiveDriverError, not the reverse), so a
  server-side cancel/close/admin-kill left the facade desynced. Now throws
  OperationStateError(Canceled/Closed/Unknown) — matching the Thrift backend.
  The Failed branch still surfaces the kernel SQL-error envelope via awaitResult.

- F2 (MED): the server-Cancelled test asserted only instanceOf(HiveDriverError),
  which passes for both the correct and incorrect type — it couldn't catch F1.
  Now asserts instanceOf(OperationStateError) + errorCode, plus a new Closed test.

- F3 (MED): queryTimeout was forwarded to submitStatement but the kernel ignores
  queryTimeoutSecs on submit (always wait_timeout=0s), so the documented public
  option was a silent no-op, and the poll loop had no client-side deadline (a
  stalled Running statement polled forever). Now enforced client-side: the poll
  loop tracks a deadline, best-effort cancels the statement on expiry, and
  throws OperationStateError(Timeout) — matching Thrift's server TIMEDOUT
  outcome. Stopped forwarding the ignored queryTimeoutSecs to the napi options.
  Validated live: a 2s timeout interrupts a slow cross-join with TIMEOUT.

- F4 (LOW): customCaCert PEM string check now requires the END marker too (a
  truncated/headerless cert no longer passes), consistent with the Buffer path.

- F5 (LOW): SeaAuth reads the SEA-only fields (checkServerCertificate /
  customCaCert / maxConnections) through `InternalConnectionOptions` instead of
  ad-hoc inline casts, so a typo'd key fails to compile.

- F6 (LOW): corrected the poll-loop comment — the prior text justified polling
  by an incorrect "blocking awaitResult holds the mutex and queues cancel"
  claim; cancel() is documented lock-free. The real rationale (real-time
  status to the progress callback + cancel observed between ticks) is now stated.

Co-authored-by: Isaac
Signed-off-by: Madhavendra Rathore <madhavendra.rathore@databricks.com>
Consolidates the last net-new bit of the superseded #408: two SEA-path
DBSQLParameterType variants for binding timezone-explicit timestamps. The type
name flows through the existing param codec (toSparkParameter → sqlType), which
the kernel accepts — validated live (SELECT ? with TIMESTAMP_NTZ/LTZ returns the
bound values). On the Thrift backend they degrade to a plain TIMESTAMP bind.

Co-authored-by: Isaac
Signed-off-by: Madhavendra Rathore <madhavendra.rathore@databricks.com>
@msrathore-db msrathore-db force-pushed the msrathore/sea-async-tls-options branch from 591a357 to 38eea67 Compare June 3, 2026 09:36
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